Our Team

With over 35 years of experience in finance, our leadership team is extremely unique, and a true differentiator when compared to other advisors.


Michael G Riley

Michael Riley has been involved in the listed derivatives market since its inception in April 1973, working on the new trading floor of the CBOE in the summers of 1973 through 1977 while attending the University of Connecticut.  At UConn, Mr Riley helped introduce the finance department's derivatives analysis section in the School of Business. Upon graduation in 1978, 


Daniel s. Mintz

For eight years Mr. Mintz taught mathematics and computer science at the undergraduate and graduate levels. He then shifted careers, and traded for twenty-five years, primarily on the Amex and the CBOE, where his firm carved out a large share of the burgeoning options market.

When Mr. Mintz graduated MIT,


Brett Kelly-Riley

Brett Kelly-Riley, Esq. holds a B.A. in History from Seton Hall University and graduated Cum Laude with a Juris Doctorate degree from Roger Williams University Law School. Joining the team in 2014, she is licensed to practice law in both Rhode Island and Massachusetts and her legal background leaves her uniquely positioned to assist clients with trust and estate arrangements and management. She also oversees the company's regulatory compliance. When not working she enjoys basketball with her family and volunteering in her local community and is an active member of the Federalist Society.